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A TCP connection is established by using a three-way handshake. The connection establishment phase uses the `sequence number`, the `acknowledgment number` and the `SYN` flag. When a TCP connection is established, the two communicating hosts negotiate the initial sequence number to be used in both directions of the connection. For this, each TCP entity maintains a 32 bits counter, which is supposed to be incremented by one at least every 4 microseconds and after each connection establishment [#ftcpclock]_. When a client host wants to open a TCP connection with a server host, it creates a TCP segment with :
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the `sequence number` (32 bits), `acknowledgment number` (32 bits) and `window` (16 bits) fields are used to provide a reliable data transfer, using a window-based protocol. In a TCP bytestream, each byte of the stream consumes one sequence number. Their usage is described in more detail in section :ref:`TCPReliable`
 
the `Urgent pointer` is used to indicate that some data should be considered as urgent in a TCP bytestream. However, it is rarely used in practice and will not be described here. Additional details about the utilization of this pointer may be found in :rfc:`793`, :rfc:`1122` or [Stevens1994]_
 
the flags field contains a set of bit flags that indicate how a segment should be interpreted by the TCP entity receiving it :
 
the `SYN` flag is used during connection establishment
 
the `FIN` flag is used during connection release
 
the `RST` is used in case of problems or when an invalid segment has been received
 
when the `ACK` flag is set, it indicates that the `acknowledgment` field contains a valid number. Otherwise, the content of the `acknowledgment` field must be ignored by the receiver
 
the `URG` flag is used together with the `Urgent pointer`
 
the `PSH` flag is used as a notification from the sender to indicate to the receiver that it should pass all the data it has received to the receiving process. However, in practice TCP implementations do not allow TCP users to indicate when the `PSH` flag should be set.
 
the `checksum` field contains the value of the Internet checksum computed over the entire TCP segment and a pseudo-header as with UDP
 
the `Reserved` field was initially reserved for future utilization. It is now used by :rfc:`3168`.
 
the `TCP Header Length` (THL) or `Data Offset` field is a four bits field that indicates the size of the TCP header in 32 bit words. The maximum size of the TCP header is thus 64 bytes.
 
the `Optional header extension` is used to add optional information to the TCP header. Thanks to this header extension, it is possible to add new fields to the TCP header that were not planned in the original specification. This allowed TCP to evolve since the early eighties. The details of the TCP header extension are explained in sections :ref:`TCPOpen` and :ref:`TCPReliable`.
 
The rest of this section is organized as follows. We first explain the establishment and the release of a TCP connection, then we discuss the mechanisms that are used by TCP to provide a reliable bytestream service. We end the section with a discussion of network congestion and explain the mechanisms that TCP uses to avoid congestion collapse.
 
TCP connection establishment
 
A TCP connection is established by using a three-way handshake. The connection establishment phase uses the `sequence number`, the `acknowledgment number` and the `SYN` flag. When a TCP connection is established, the two communicating hosts negotiate the initial sequence number to be used in both directions of the connection. For this, each TCP entity maintains a 32 bits counter, which is supposed to be incremented by one at least every 4 microseconds and after each connection establishment [#ftcpclock]_. When a client host wants to open a TCP connection with a server host, it creates a TCP segment with :
 
the `SYN` flag set
 
the `sequence number` set to the current value of the 32 bits counter of the client host's TCP entity
 
Upon reception of this segment (which is often called a `SYN segment`), the server host replies with a segment containing :
 
the `sequence number` set to the current value of the 32 bits counter of the server host's TCP entity
 
the `ACK` flag set
 
the `acknowledgment number` set to the `sequence number` of the received `SYN` segment incremented by 1 :math:`\pmod{2^{32}}`. When a TCP entity sends a segment having `x+1` as acknowledgment number, this indicates that it has received all data up to and including sequence number `x` and that it is expecting data having sequence number `x+1`. As the `SYN` flag was set in a segment having sequence number `x`, this implies that setting the `SYN` flag in a segment consumes one sequence number.
 
This segment is often called a `SYN+ACK` segment. The acknowledgment confirms to the client that the server has correctly received the `SYN` segment. The `sequence number` of the `SYN+ACK` segment is used by the server host to verify that the `client` has received the segment. Upon reception of the `SYN+ACK` segment, the client host replies with a segment containing :
 
the `acknowledgment number` set to the `sequence number` of the received `SYN+ACK` segment incremented by 1 :math:`\pmod{2^{32}}`
 
At this point, the TCP connection is open and both the client and the server are allowed to send TCP segments containing data. This is illustrated in the figure below.
 
Establishment of a TCP connection
 
In the figure above, the connection is considered to be established by the client once it has received the `SYN+ACK` segment, while the server considers the connection to be established upon reception of the `ACK` segment. The first data segment sent by the client (server) has its `sequence number` set to `x+1` (resp. `y+1`).
 
Computing TCP's initial sequence number
 
In the original TCP specification :rfc:`793`, each TCP entity maintained a clock to compute the initial sequence number (:term:`ISN`) placed in the `SYN` and `SYN+ACK` segments. This made the ISN predictable and caused a security issue. The typical security problem was the following. Consider a server that trusts a host based on its IP address and allows the system administrator to log in from this host without giving a password [#frlogin]_. Consider now an attacker who knows this particular configuration and is able to send IP packets having the client's address as source. He can send fake TCP segments to the server, but does not receive the server's answers. If he can predict the `ISN` that is chosen by the server, he can send a fake `SYN` segment and shortly after the fake `ACK` segment confirming the reception of the `SYN+ACK` segment sent by the server. Once the TCP connection is open, he can use it to send any command to the server. To counter this attack, current TCP implementations add randomness to the `ISN`. One of the solutions, proposed in :rfc:`1948` is to compute the `ISN` as ::
 
where `M` is the current value of the TCP clock and `H` is a cryptographic hash function. `localhost` and `remotehost` (resp. `localport` and `remoteport` ) are the IP addresses (port numbers) of the local and remote host and `secret` is a random number only known by the server. This method allows the server to use different ISNs for different clients at the same time. `Measurements <http://lcamtuf.coredump.cx/newtcp/>`_ performed with the first implementations of this technique showed that it was difficult to implement it correctly, but today's TCP implementation now generate good ISNs.
 
A server could, of course, refuse to open a TCP connection upon reception of a `SYN` segment. This refusal may be due to various reasons. There may be no server process that is listening on the destination port of the `SYN` segment. The server could always refuse connection establishments from this particular client (e.g. due to security reasons) or the server may not have enough resources to accept a new TCP connection at that time. In this case, the server would reply with a TCP segment having its `RST` flag set and containing the `sequence number` of the received `SYN` segment incremented by one as its `acknowledgment number`. This is illustrated in the figure below. We discuss the other usages of the TCP `RST` flag later (see :ref:`TCPRelease`).
 

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A TCP connection is established by using a three-way handshake. The connection establishment phase uses the `sequence number`, the `acknowledgment number` and the `SYN` flag. When a TCP connection is established, the two communicating hosts negotiate the initial sequence number to be used in both directions of the connection. For this, each TCP entity maintains a 32 bits counter, which is supposed to be incremented by one at least every 4 microseconds and after each connection establishment [#ftcpclock]_. When a client host wants to open a TCP connection with a server host, it creates a TCP segment with :
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Source string location
../../protocols/tcp.rst:111
String age
4 years ago
Last updated
2 months ago
Source string age
4 years ago
Translation file
locale/fr/LC_MESSAGES/protocols/tcp.po, string 33